Jeffrey Alan Dunham

Dunham & Associates Investment Counsel, INC.

42 Years of Experience

3 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment Management

Dunham & Associates Investment Counsel, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

26 advisors

Number of Clients

12,032 clients

Average Client Portfolio

$394K average

Assets Under Management

$4.7B

Fee Structure

Financial Planning:Investment management only

Location

6256 Greenwich Drive, Suite 550, San Diego, CA, 92122

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

July 2010

Settled

Customer Dispute

June 2009

Closed-No Action

Regulatory

September 2006

Final

View Full SEC Report How to Read Disclosures

Other Business Activities

Jeffrey holds multiple leadership positions within the Dunham group of companies, including Dunham Funds, Dunham & Associates Holdings, Dunham & Associates Securities, Asset Managers, Inc., and Dunham Trust Company. He also serves as a board member for the Dunham Foundation and owns Dave Stubbs Real Estate, where he provides mentoring and coaching.

Employment History

Current Registrations

Dunham

July 1997 - Present · 28 yrs 7 mos

DunhamBroker

July 1985 - Present · 40 yrs 7 mos

Previous Registrations

Mckewon & TimminsBroker

June 1983 - July 1985 · 2 yrs 1 mo

State Registrations34 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.