Daniel Peterson
Daniel Peterson is a CFP-designated registered investment advisor at Northbay Advisors, based in Rohnert Park, CA, with 32 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 31 clients with $6.1M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 1.50% |
| $50K - $100K | 1.25% |
| $100K - $500K | 1.00% |
| $500K - $1.0M | 0.80% |
| $1.0M - $3.0M | 0.70% |
| $3M+ | 0.65% |
The minimum annual fee is $500 and is negotiable. Fees may be higher or lower than the fee schedule for current client relationships. At its discretion, Northbay Advisors may allow accounts of members of the same household to be aggregated for purposes of determining the advisory fee.
Fee Estimator
Location
6010 Commerce Blvd Suite 142, Rohnert Park, CA, 94928
Get directionsHistory
Regulatory History (2)
Financial
October 2017Criminal
September 1976Other Business Activities
Daniel is the President and CEO of North Bay Financial Group, Inc. He also provides income tax preparation services through its subsidiary Express Income Tax Services, which are not investment related.
Employment History
Current Registrations
Northbay Advisors
Previous Registrations
First Montauk Securities CORP.Broker
First Montauk Securities CORP.
Trusted Securities Advisors CORP.Broker
Financial Network Investment CorporationBroker
International Financial Services Capital CorporationBroker
Transamerica Financial Resources, INC.Broker
Aetna Life Insurance and Annuity CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.