Richard Pinion
Richard Pinion is a CFP, ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Bethesda, MD, with 42 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
4500 East West Hwy, Suite 150, Bethesda, MD, 20814
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is a member of Pinion Financial Services, LLC, where he writes individual and group health and life insurance and recruits licensed insurance brokers, dedicating about 10-20% of his time. He also works with third-party money managers to manage client assets, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Pinion Financial Services, LLC
Previous Registrations
Aig Financial Advisors, INC.
Sagepoint Financial, INC.Broker
Sunamerica Securities, INC.Broker
Walnut Street Securities, INC.Broker
North American Management, INC.Broker
W. S. Griffith & CO., INC.Broker
United Resources FinancialBroker
Aetna Life Insurance and Annuity CompanyBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.