Wayne Slattery
Wayne Slattery is a ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Exeter, NH, with 39 years of industry experience. Wayne is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
149 Water Street, Exeter, NH, 03833
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2019Customer Dispute
March 2019Other Business ActivitiesSells Insurance
Wayne is an insurance broker selling life, disability, long-term care, fixed annuities, and health insurance products since 2025. This requires a few hours per week.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
Baystate Wealth Management
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Metropolitan Life Insurance CompanyBroker
Park Avenue Securities LLCBroker
Guardian Investor Services CorporationBroker
Investors Capital CORP.Broker
MML Investors Services, INC.Broker
New England SecuritiesBroker
Chubb Securities CorporationBroker
New England Securities CorporationBroker
Aetna Life Insurance and Annuity CompanyBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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