Mark Friday is a registered investment advisor at Morgan Stanley, based in Minocqua, WI, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
9796 Highway 70 West, Minocqua, WI, 54548
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Regulatory History (4)
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Customer Dispute
May 2015Denied
Customer Dispute
March 2003Settled
Customer Dispute
March 2001Denied
Customer Dispute
October 1998Denied
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
October 2006 - June 2009 · 2 yrs 8 mos
Citigroup Global Markets INC.
October 2006 - June 2009 · 2 yrs 8 mos
Wachovia Securities, LLC
January 2001 - October 2006 · 5 yrs 9 mos
Wachovia Securities, LLCBroker
September 1990 - October 2006 · 16 yrs 1 mo
Blunt Ellis & Loewi IncorporatedBroker
July 1983 - September 1990 · 7 yrs 2 mos
The Milwaukee CompanyBroker
July 1983 - October 1983 · 3 mos
State Registrations36 states
ALARAZCACOCTDCFLGAIAILINKSKYLAMAMDMEMIMNMOMTNCNDNVNYOHOKORPASCTNTXVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.