James Cleary
James Cleary is a ChFC-designated registered investment advisor at MML Investors Services, LLC, based in Newtown Square, PA, with 43 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
16 Campus Blvd, Suite 200, Newtown Square, PA, 19073
Get directionsHistory
Regulatory History (6)
Customer Dispute
March 2014Customer Dispute
May 2005Customer Dispute
December 2004Customer Dispute
September 2004Customer Dispute
April 2004Criminal
March 1974Other Business ActivitiesSells Insurance
James is an agent for a non-MMLIA insurance brokerage since 2011 and also an agent for life settlements/viaticals since 2019, dedicating minimal time to each. He also owns rental property, has ownership in a property and casualty company, and acts as a trustee for trusts.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Newsquare Capital, LLC
New England Securities Corporation
New England SecuritiesBroker
Travelers Equities Sales, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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