William Wimberly
William Wimberly is a registered investment advisor at W.A. Wimberly & Associates, INC., based in Madison, MS, with 42 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Investment Management, Retirement Planning. Their firm serves 30 clients with $32M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
W. A. Wimberly & Associates charges a percentage of your portfolio annually for investment management services, ranging from 0.5% to 1.5%. The fee is based on the value of your investments at the end of the previous quarter and is charged quarterly, in advance. This fee is negotiable.
Location
Madison, MS
Get directionsHistory
Regulatory History (3)
Regulatory
April 2020Employment Separation After Allegations
August 2018Customer Dispute
May 1998Other Business ActivitiesSells Insurance
William is involved with W. A. Wimberly & Associates, Inc., focusing on sales of fixed life insurance, long-term disability, and long-term care insurance, as well as serving as President. This takes about a quarter of his time.
Employment History
Current Registrations
W.A. Wimberly & Associates, INC.
Previous Registrations
LPL Financial LLCBroker
Raymond James Financial Services
Park Avenue Securities LLCBroker
Guardian Investor Services CorporationBroker
Raymond James Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.