John Mougey is a registered investment advisor at LPL Financial LLC, based in Hammond, LA, with 43 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
200 E. Morris Avenue, Hammond, LA, 70403
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2008Criminal
December 1971Other Business Activities
John operates Northshore Wealth Advisors as a DBA for his LPL business and spends full-time hours on it. He also dedicates minimal time to THERIOT & MOUGEY LLC for tax/investment purposes and full-time hours to New Edge Advisors as an investment advisor.
Employment History
Current Registrations
LPL Financial LLCBroker
Newedge Advisors
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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