Victor Lee
Victor Lee is a registered investment advisor at Transamerica Financial Advisors, LLC, based in Arcadia, CA, with 22 years of industry experience. Victor operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 42,440 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Transamerica Financial Advisors (TFA) offers several investment management programs, including:
- Third-Party Money Management Programs: TFA Advisors can connect you with third-party money managers (TPMMs) who manage model portfolios. Fees are specific to the TPMM you select.
- Transamerica® ONE Wealth Management Platform: This is a wrap fee program with a single fee for services. The total annual program fee does not exceed 2.0%.
- Transamerica® ALPHA Digital Investment Program: This program uses Betterment's platform. The total annual advisory fee ranges from 0.65% to 0.95%.
- TFA365 Advisory Program: This is a wrap fee program. The total annual program fee does not exceed 2.75%. A minimum annual account fee applies to accounts that fall below the program account minimum. For the Strategist Program and the Unified Managed Account Program, the minimum annual account fee is $35 (account minimum: $25,000). For the Separately Managed Account Program, the minimum annual account fee is $150 (account minimum: $100,000).
Location
444 E. Huntington Drive, Suite 207, Arcadia, CA, 91006
Get directionsHistory
Regulatory History (1)
Judgment / Lien
September 2018Other Business ActivitiesSells Insurance
Victor sells insurance and non-insurance products for companies affiliated with Transamerica Financial Advisors. He also works as a driver for Uber and Lyft, dedicating about 10-20% of his time to each driving job.
Employment History
Current Registrations
Transamerica Financial Advisors, LLCBroker
Transamerica Financial Advisors, LLC
Previous Registrations
Blaylock Van, LLC
Blaylock Van, LLCBroker
J. Alexander Securities, INC.Broker
Fortress Investment Advisors
Fortress Financial Securities CorporationBroker
Hagerty, Stewart & Associates, INC.Broker
Miller & Schroeder Financial, INC.Broker
Drexel Burnham Lambert IncorporatedBroker
Becker Paribas IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.