Victor Lee
Victor Lee is a registered investment advisor at Transamerica Financial Advisors, LLC, based in City of Industry, CA, with 22 years of industry experience. Victor is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 42,735 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.75% |
Maximum total annual program fees are up to 2.75% for TFA365 and third-party manager programs, and up to 2.0% for Transamerica ONE. Fees vary based on the specific program, model portfolios selected, and negotiations with your investment advisor representative.
Fee Estimator
Location
17800 Castleton Street, Suite 600, City of Industry, CA, 91748
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Regulatory History (1)
Judgment / Lien
September 2018Other Business ActivitiesSells Insurance
Victor sells insurance and non-insurance products for companies affiliated with Transamerica Financial Advisors. He also works as a driver for Uber and Lyft, dedicating about 10-20% of his time to each driving job.
Employment History
Current Registrations
Transamerica Financial Advisors, LLCBroker
Transamerica Financial Advisors, LLC
Previous Registrations
Blaylock Van, LLC
Blaylock Van, LLCBroker
J. Alexander Securities, INC.Broker
Fortress Investment Advisors
Fortress Financial Securities CorporationBroker
Hagerty, Stewart & Associates, INC.Broker
Miller & Schroeder Financial, INC.Broker
Drexel Burnham Lambert IncorporatedBroker
Becker Paribas IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Henry Lau, ChFCJ.P. Morgan Securities LLC