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Ahmad Mian

42 Years of Experience
Chesterfield, MO
2 DisclosuresBrokerSells Insurance

Ahmad Mian is a registered investment advisor at MML Investors Services, LLC, based in Chesterfield, MO, with 42 years of industry experience. Ahmad operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

16150 Main Circle Drive, Suite 400, Chesterfield, MO, 63017

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2008
Denied
Customer Dispute
July 2008
Denied
Other Business ActivitiesSells Insurance

Ahmad owns commercial real estate through CPMN, LLC since 2008 and Morghis Real Estate Properties since 2013, dedicating minimal time to each. He also refers clients to a P&C advisor at Thomas Insurance Advisors, spending minimal time on life, disability, property and casualty, equity fixed life, long-term care, and fixed annuities.

Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 6 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 6 mos
Previous Registrations
Msi Financial Services, INC.
November 1998 - March 2017 · 18 yrs 4 mos
Msi Financial Services, INC.Broker
June 1987 - March 2017 · 29 yrs 9 mos
Metropolitan Life Insurance CompanyBroker
June 1987 - July 2007 · 20 yrs 1 mo
Transamerica Securities Sales CorporationBroker
March 1987 - May 1987 · 2 mos
Transamerica Financial Resources, INC.Broker
August 1985 - May 1987 · 1 yr 9 mos
Aetna Financial Services, INC.Broker
April 1985 - May 1985 · 1 mo
Aetna Life Insurance and Annuity CompanyBroker
July 1983 - September 1985 · 2 yrs 2 mos
State Registrations17 states
ALCACOFLIAILINKSKYMNMONCNENVNYOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.