HO
HO
Henry O'brien
39 Years of Experience
Park Ridge, NJ
1 DisclosureBroker
Henry O'brien is a registered investment advisor at Emerson Equity LLC, based in Park Ridge, NJ, with 39 years of industry experience. Henry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 620 clients with $320M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
118 advisors
Number of Clients
620 clients
Average Client Portfolio
$519K average
Assets Under Management
$321.7M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Fees are negotiable with a maximum fee of 2.5% charged annually (billed quarterly at up to 0.625% per quarter).
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
Park Ridge, NJ
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
August 2009Employment History
Current Registrations
Emerson Equity LLC
April 2026 - Present · 6 mos
Emerson Equity LLC
November 2025 - Present · 11 mos
Emerson Equity LLCBroker
November 2025 - Present · 11 mos
Previous Registrations
Kingswood Capital Partners, LLCBroker
May 2023 - August 2025 · 2 yrs 3 mos
Kingswood Wealth Advisors, LLC
January 2022 - August 2025 · 3 yrs 7 mos
Benchmark Advisory Services, LLC
May 2020 - January 2022 · 1 yr 8 mos
Benchmark Investments, LLCBroker
March 2020 - May 2023 · 3 yrs 2 mos
Royal Alliance Associates, INC.
January 2016 - December 2019 · 3 yrs 11 mos
Investment Advisors Asset Management, LLC
October 2007 - December 2015 · 8 yrs 2 mos
Royal Alliance Associates, INC.Broker
December 2006 - December 2019 · 13 yrs
Investment Advisors & Consultants, INC.Broker
July 1996 - December 2006 · 10 yrs 5 mos
First Investors CorporationBroker
August 1983 - January 1993 · 9 yrs 5 mos
State Registrations4 states
FLNJNYPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Frank Manziano, CFASimplyria Advisor Network
- Eric Lalime, CFPPallas Capital Advisors, LLC
- Amit Chopra, CFPNewedge Advisors