Charles Rother is a CFA-designated registered investment advisor at Sector Logic, LP, based in Santa Ana, CA, with 19 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 51 clients with $49M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.88% |
| $100K - $250K | 1.50% |
| $250K - $500K | 1.30% |
| $500K - $1000K | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.80% |
| $5M+ | 0.80% |
Fees negotiable for accounts over $5,000,000. Sector Logic also manages accounts for high-net-worth clients and may charge a performance fee.
Fee Estimator
Location
200 E. Sandpointe Ave, Suite 315, Santa Ana, CA, 92707-6714
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Charles is an Investment Advisor Representative for Sector Logic Investment Adviser and American Strategic Capital, dedicating nearly all of his time to these activities. He is also the CEO of Top Decile, Inc., a company set up to provide a legal buffer between the other two companies, but spends minimal time on this role.
Employment History
Current Registrations
Sector Logic, LP
American Strategic Capital
Previous Registrations
Vanguard Capital
State Registrations2 states
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