Marvin Docken
Marvin Docken is a registered investment advisor at Professional Retirement Strategies LLC, based in Omaha, NE, with 37 years of industry experience. Marvin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 162 clients with $33M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.5M | 1.50% |
| $1.5M - $3.5M | 1.25% |
| $3.5M+ | 1.00% |
The annual fee may be negotiable. Accounts within the same household will be combined for a reduced fee unless the client requests otherwise.
Fee Estimator
Location
3925 S. 147th Street, Suite 115, Omaha, NE, 68144-5576
Get directionsHistory
Regulatory History (10)
Customer Dispute
May 2015Customer Dispute
November 2011Customer Dispute
July 2008Customer Dispute
August 2004Customer Dispute
January 1997Customer Dispute
May 1996Customer Dispute
March 1996Customer Dispute
June 1995Employment Separation After Allegations
February 1994Customer Dispute
July 1990Other Business ActivitiesSells Insurance
Marvin works as an insurance agent/sales rep since 1995, dedicating a few hours per week to insurance and fixed annuities. This activity is investment-related.
Employment History
Current Registrations
Professional Retirement Strategies LLC
Previous Registrations
Gradient Securities, LLCBroker
Walnut Street Securities, INC.Broker
Qa3 Financial CORP.Broker
Nationwide Securities, LLCBroker
1717 Capital Management CompanyBroker
Pruco Securities CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.