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Christopher Noonan

Morgan Stanley
43 Years of Experience
Springfield, IL
1 DisclosureBroker
View SEC Summary
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Christopher Noonan is a registered investment advisor at Morgan Stanley, based in Springfield, IL, with 43 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

3201 West White Oaks Drive, Suite 201, Springfield, IL, 62704

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2004
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Christopher is a limited partner in Dreaming in Colour LLC, a music publishing, writing, and sales business, since 2012. He dedicates minimal time outside of business hours to this investment-related activity.

Employment History
Current Registrations
Morgan StanleyBroker
July 2024 - Present · 2 yrs 3 mos
Morgan Stanley
July 2024 - Present · 2 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - July 2024 · 14 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - July 2024 · 14 yrs 9 mos
Morgan Stanley Smith Barney LLC
June 2009 - November 2009 · 5 mos
Morgan Stanley Smith BarneyBroker
June 2009 - November 2009 · 5 mos
Citigroup Global Markets INC.
December 2004 - June 2009 · 4 yrs 6 mos
Citigroup Global Markets INC.Broker
December 2004 - June 2009 · 4 yrs 6 mos
Morgan Stanley
April 2003 - December 2004 · 1 yr 8 mos
Morgan Stanley Dw INC.Broker
October 1994 - December 2004 · 10 yrs 2 mos
Everen Securities, INC.Broker
September 1990 - October 1994 · 4 yrs 1 mo
Blunt Ellis & Loewi IncorporatedBroker
February 1990 - September 1990 · 7 mos
Dixon Bretscher Noonan INC.Broker
July 1983 - March 1990 · 6 yrs 8 mos
State Registrations24 states
ARAZCACOCTFLIAILINMAMIMNMOMTNCNDNYOKORPATXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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