Thomas Sowinski
Thomas Sowinski is a registered investment advisor at On Investment Management CO, based in Greenland, NH, with 41 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 8,323 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
ONIMCO offers investment advisory programs where fees are based on a percentage of the assets managed. The fees are determined by the specific program sponsor you choose, and they typically have tiered fee schedules where larger accounts may receive reduced fees. The Investment Adviser Representative's portion of the fees is negotiable and may range from 0.30% to 1.50% annually. These fees do not include the fees charged by the investments themselves, such as mutual funds or ETFs. Additional fees may apply for tax management services or socially responsible screening.
Location
370 Portsmouth Ave, Greenland, NH, 03840
Get directionsHistory
Regulatory History (4)
Judgment / Lien
January 2025Judgment / Lien
May 2020Judgment / Lien
November 2019Judgment / Lien
May 2009Other Business ActivitiesSells Insurance
Thomas is a sole proprietor selling life, health, disability, long-term care, fixed annuities, and group life and health insurance through Harbour Pointe Financial Resources, taking about half of his time. He also helps a friend with rental property management and serves as President of the Board of Directors for Phoenix Family Focus, a non-profit organization.
Employment History
Current Registrations
On Investment Management CO
The O.N. Equity Sales CompanyBroker
Previous Registrations
The O.N. Equity Sales CompanyBroker
Commonwealth Financial NetworkBroker
Commonwealth Equity Services, INC.Broker
Linsco/private Ledger CORP.Broker
Allmerica Investments, INC.Broker
Calvert Securities CorporationBroker
W. S. Griffith & CO., INC.Broker
Calvert Securities CorporationBroker
Commonwealth Equity Services, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.