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JW
JW
James Douglas Waite
Check Capital Management INC
28 Years of Experience
1 Disclosure
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
High Net Worth
Check Capital Management INC
Compensation
Fee-Only (AUM)
Firm Size
9 advisors
Number of Clients
1,193 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$2.1B
Fee Structure
Minimum Investment:
$500K
Financial Planning:
Investment management only
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Location
575 Anton Blvd, Ste 500, Costa Mesa, CA, 92626-7685
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History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Customer Dispute
September 2002
Settled
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Check Capital Management INC
March 2007 - Present · 18 yrs 11 mos
Previous Registrations
Charles Schwab & CO., INC.
July 1997 - February 2007 · 9 yrs 7 mos
State Registrations
1 state
CA
Advisor
Exams
No exam information available for this advisor.