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James Spanarkel

42 Years of Experience
Paramus, NJ
Broker

James Spanarkel is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Paramus, NJ, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

115 W Century Rd, Paramus, NJ, 07652

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James co-owns rental property with family members and dedicates minimal time to it. He also works part-time as a broadcaster for Fox Sports 1, ESPN, CBS Sports, and The YES Network, and receives royalties from NBRPA Marketing Inc.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 1986 - Present · 39 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1984 - Present · 41 yrs 5 mos
Previous Registrations
Cusack, Light & Company, INC.Broker
December 1983 - December 1984 · 1 yr
State Registrations18 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
James Spanarkel - Financial Advisor | TrueAdvisor