SB
SB

Steven Beck

38 Years of Experience
New York, NY
Broker

Steven Beck is a registered investment advisor at Morgan Stanley, based in New York, NY, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

55 East 52nd Street, 12th Floor, New York, NY, 10055

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Steven is a board member of Write on Sports, a non-profit organization, since 2009. He dedicates minimal time to planning and fundraising activities.

Employment History
Current Registrations
Morgan Stanley
October 2019 - Present · 6 yrs 7 mos
Morgan StanleyBroker
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
Odeon Capital Group LLCBroker
December 2017 - July 2018 · 7 mos
Norfolk Markets, LLCBroker
January 2017 - November 2017 · 10 mos
Deutsche Bank Securities INC.Broker
November 2001 - March 2016 · 14 yrs 4 mos
A.K. Capital, LLCBroker
November 2000 - October 2001 · 11 mos
Nomura Securities International, INC.Broker
October 1997 - May 2000 · 2 yrs 7 mos
Salomon Brothers INC.Broker
September 1984 - September 1997 · 13 yrs
State Registrations44 states
AKALARCACOCTDCDEFLGAHIIAILINKYLAMAMDMEMIMNMTNCNHNJNMNVNYOHOKORPARISCTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.