Roy Williams
Roy Williams is a ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Flemington, NJ, with 42 years of industry experience. Roy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
31 State Route 12, Flemington, NJ, 08822
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2020Customer Dispute
December 2019Customer Dispute
July 2005Other Business ActivitiesSells Insurance
Roy is a partner in several Prestige Wealth entities, including a management group (RIA), an accounting group, and a real estate group. He also owns Roy Williams Consulting LLC for book sales and rents out a vacation home, dedicating minimal time to each.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
The Pillar Strategies
Prestige Wealth Management Group, LLC
Previous Registrations
Triad Advisors LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
H. Beck, INC.Broker
Pruco Securities CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.