Ellis Sloan is a CFA-designated registered investment advisor at Apex Wealth Management, based in Searcy, AR, with 29 years of industry experience. Ellis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, High Net Worth, and 3 more. Their firm serves 71 clients with $52M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.45% |
| $250K - $500K | 1.35% |
| $500K - $1.0M | 1.20% |
| $1M+ | 1.20% |
Fees for amounts over $1,000,000 are negotiable. Cash is included in asset calculations. Other programs include investment monitoring at 0.50% for $100K-$500K and 0.30% for $500K-$1M.
Fee Estimator
Location
Searcy, AR
Get directionsHistory
Regulatory History (1)
Regulatory
October 2013Other Business Activities
Ellis has an ownership interest in Southwind LLC (single family land development) and Cantrell West LLC (office building), but spends no time on either due to project managers. Ellis also works as an Assistant Professor at Harding University, dedicating about a quarter of his time for eight months per year.
Employment History
Current Registrations
Apex Wealth Management
Previous Registrations
Kernodle & Katon Tax and Asset Management Group
Horrell Capital Management, INC.
Lathrop Investment Management CORP
Integrated Portfolio Management, LLC
Meridian Investment Advisors
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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