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Baron Willis

Chelsea Advisory Services, INC
36 Years of Experience
Alpine, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Baron Willis is a registered investment advisor at Chelsea Advisory Services, INC, based in Alpine, CA, with 36 years of industry experience. Baron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 552 clients with $150M in assets under management.

Chelsea Advisory Services, INC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
30 advisors
Number of Clients
552 clients
Average Client Portfolio
$267K average
Assets Under Management
$147.4M

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiable up to a maximum of 2% of assets under management. Pre-existing clients or employee-related accounts may be charged lower rates.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1931 Boulders Lane, Alpine, CA, 91901

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2020
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Baron is a fixed life insurance agent with Hartley Cylke Pacific, a fire board director for Alpine Fire Protection District, and a commissioner for San Diego LAFCO. His role as an insurance agent indicates he sells insurance products.

Employment History
Current Registrations
Chelsea Advisory Services, INC
June 2017 - Present · 9 yrs 4 mos
Chelsea Financial Services
September 2016 - Present · 10 yrs 1 mo
Chelsea Financial ServicesBroker
September 2016 - Present · 10 yrs 1 mo
Previous Registrations
Monticello Investment Services, INC.
May 2012 - February 2016 · 3 yrs 9 mos
Midamerica Financial Services, INC.Broker
May 2012 - December 2015 · 3 yrs 7 mos
Scf Investment Advisors, INC.
July 2009 - November 2011 · 2 yrs 4 mos
Scf Securities, INC.Broker
February 2006 - November 2011 · 5 yrs 9 mos
Scf Securities, INC.Broker
February 2004 - November 2005 · 1 yr 9 mos
Hornor, Townsend & Kent, INC.Broker
January 2000 - February 2004 · 4 yrs 1 mo
The Advisors Group, INC.Broker
June 1999 - January 2000 · 7 mos
Hornor, Townsend & Kent, INC.Broker
January 1999 - June 1999 · 5 mos
Hornor, Townsend & Kent, INC.Broker
September 1996 - December 1998 · 2 yrs 3 mos
Pruco Securities CorporationBroker
August 1996 - January 1999 · 2 yrs 5 mos
Travelers Equities Sales, INC.Broker
April 1986 - December 1990 · 4 yrs 8 mos
Pruco Securities CorporationBroker
October 1983 - December 1986 · 3 yrs 2 mos
State Registrations4 states
CANVORTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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