Wendy Ferguson
Wendy Ferguson is a registered investment advisor at Raymond James & Associates, INC., based in Greenwich, CT, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
Three Pickwick Plaza, 4th Floor, Greenwich, CT, 06830
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Wendy is acting as an executor for her aunt's will since April 2022. This activity is investment-related and requires a few hours per week.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Deutsche Bank Securities INC.
Deutsche Bank Securities INC.Broker
Citigroup Global Markets INC.Broker
Deutsche Bank Securities INC.Broker
Db Alex. Brown LLCBroker
Alex. Brown & Sons IncorporatedBroker
Cowen & CO.Broker
Alex. Brown & Sons IncorporatedBroker
Wertheim Schroder & CO. IncorporatedBroker
Evans & CO., INC.Broker
State Registrations19 states
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