Stephen Mills is a registered investment advisor, based in Indianapolis, IN, with 42 years of industry experience.
Location
9000 Keystone Crossing, Seventh Floor, Indianapolis, IN, 46240
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 1992Settled
Other Business Activities
Stephen holds a Texas CPA license and has ownership stakes in Tyler TCM Investments DBA Trinity Capital Management and Trinity Capital Management LLC. He also serves as trustee for the Finet Practice 401k plan, dedicating nearly full-time hours to Tyler TCM Investments.
Employment History
Current Registrations
Thurston Springer Advisors
October 2025 - Present · 7 mos
Thurston, Springer, Miller, Herd & Titak, INC.
October 2025 - Present · 7 mos
Thurston, Springer, Miller, Herd & Titak, INC.Broker
October 2025 - Present · 7 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
October 2011 - October 2025 · 14 yrs
Wells Fargo Advisors
October 2011 - October 2025 · 14 yrs
Wells Fargo Advisors, LLC
July 2003 - October 2011 · 8 yrs 3 mos
Wells Fargo Advisors, LLCBroker
July 2003 - October 2011 · 8 yrs 3 mos
Prudential Securities Incorporated
August 2001 - July 2003 · 1 yr 11 mos
Prudential Securities IncorporatedBroker
August 2001 - July 2003 · 1 yr 11 mos
Salomon Smith Barney INC.Broker
July 1993 - September 2001 · 8 yrs 2 mos
Lehman Brothers INC.Broker
February 1988 - July 1993 · 5 yrs 5 mos
E. F. Hutton & Company INCBroker
July 1984 - February 1988 · 3 yrs 7 mos
Thomson Mckinnon Securities INC.Broker
August 1983 - July 1984 · 11 mos
State Registrations24 states
ARAZCADCFLGAILKYLAMOMTNCNJNMNYOKORPASCTXUTVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.