CP
CP

Christopher Peterson

42 Years of Experience
Las Vegas, NV
Broker

Christopher Peterson is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Las Vegas, NV, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

4021 Meadows Lane, Suite B, Las Vegas, NV, 89107

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is a trustee, dedicating minimal time to this role. He is also an owner of Johnson Peterson & Walpole, LLC, working there a few hours per week as a financial advisor.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2017 - Present · 8 yrs 11 mos
Raymond James Financial Services, INC.Broker
August 2017 - Present · 8 yrs 11 mos
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
April 2010 - August 2017 · 7 yrs 4 mos
Wells Fargo Advisors Financial Network, LLC
April 2010 - August 2017 · 7 yrs 4 mos
Wells Fargo Advisors, LLC
March 2010 - April 2010 · 1 mo
Wells Fargo Advisors, LLCBroker
January 2008 - April 2010 · 2 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
October 1995 - January 2008 · 12 yrs 3 mos
Smith Barney INC.Broker
July 1993 - October 1995 · 2 yrs 3 mos
Lehman Brothers INC.Broker
July 1983 - July 1993 · 10 yrs
State Registrations13 states
AZCAFLLAMAMTNCNVNYORTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.