Clifton Ladd is a registered investment advisor, based in Fort Smith, AR, with 42 years of industry experience.
Location
401 Garrison Ave, Fort Smith, AR, 72901
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Clifton is the owner and president of Ladd Wealth Advisors LLC, created to process revenues and expenses for his independent advisory business affiliated with Raymond James. This takes about half of his time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2019 - Present · 6 yrs 10 mos
Raymond James Financial Services, INC.Broker
July 2019 - Present · 6 yrs 10 mos
Previous Registrations
Raymond James & Associates, INC.
February 2013 - July 2019 · 6 yrs 5 mos
Raymond James & Associates, INC.Broker
February 2013 - July 2019 · 6 yrs 5 mos
Morgan Keegan & Company, INC.
February 2009 - February 2013 · 4 yrs
Morgan Keegan & Company, INC.Broker
February 2009 - February 2013 · 4 yrs
Citigroup Global Markets INC.Broker
July 1993 - March 2009 · 15 yrs 8 mos
Citigroup Global Markets INC.
September 1991 - March 2009 · 17 yrs 6 mos
Lehman Brothers INC.Broker
July 1983 - July 1993 · 10 yrs
State Registrations30 states
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Exams
No exam information available for this advisor.