TrueAdvisor
TrueAdvisor
LG
CFP
LG
CFP

Leo Gotleib

LPL Financial LLC
40 Years of Experience
Delray Beach, FL
1 DisclosureBroker
View SEC Summary
View SEC Summary

Leo Gotleib is a CFP-designated registered investment advisor at LPL Financial LLC, based in Delray Beach, FL, with 40 years of industry experience. Leo is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Delray Beach, FL

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2023
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Leo is associated with Gotleib & Associates, LLC (DBA for LPL business) and Saxby Gotleib, LLC (fitness facilities). He also owns multiple fitness-related businesses, including WOLF Fitness Northfield, Wolf Fitness Gyms, NeoNugenix, and Live Fierce Supplements, and Got Gym LLC, dedicating minimal time to some of them.

Employment History
Current Registrations
LPL Financial LLC
March 2023 - Present · 3 yrs 7 mos
LPL Financial LLCBroker
March 2023 - Present · 3 yrs 7 mos
Previous Registrations
Kestra Advisory Services, LLC
April 2016 - March 2023 · 6 yrs 11 mos
Kestra Investment Services, LLCBroker
February 2016 - March 2023 · 7 yrs 1 mo
NFP Advisor Services, LLC
February 2016 - September 2016 · 7 mos
Bridge Wealth Advisors
August 2012 - November 2017 · 5 yrs 3 mos
LPL Financial LLCBroker
January 2011 - February 2016 · 5 yrs 1 mo
LPL Financial LLC
January 2011 - October 2015 · 4 yrs 9 mos
Securities America Advisors, INC.
January 2005 - January 2011 · 6 yrs
Gotleib Saline Retirement Planning, LLC
August 2002 - December 2004 · 2 yrs 4 mos
Securities America, INC.Broker
December 1992 - January 2011 · 18 yrs 1 mo
Walnut Street Securities, INC.Broker
November 1989 - December 1992 · 3 yrs 1 mo
Integrated Resources Equity CorporationBroker
April 1986 - November 1989 · 3 yrs 7 mos
Anchor National Financial Services, INC.Broker
November 1985 - May 1986 · 6 mos
State Registrations14 states
ALAZCTDEFLGAMDNCNJNYPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Delray Beach, FL →All financial advisors in Florida →