Alvin Moore is a registered investment advisor at Dunvegan Associates INC, based in Santa Barbara, CA, with 22 years of industry experience. Alvin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 18 clients with $46M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $10.0M | 0.95% |
| $10.0M - $15.0M | 0.90% |
| $15.0M - $20.0M | 0.85% |
| $20.0M - $25.0M | 0.80% |
| $25.0M - $30.0M | 0.75% |
| $30.0M - $35.0M | 0.70% |
| $35.0M - $40.0M | 0.65% |
| $40.0M - $45.0M | 0.60% |
| $45.0M - $50.0M | 0.55% |
| $50M+ | 0.55% |
Eleemosynary institutions receive a 10% discount from the fee schedule. One account, KFB Montevideo, is subject to a 1.50% annual fee plus a 10% performance fee as adjusted annually for a high water mark.
Fee Estimator
Location
1114 State Street, Santa Barbara, CA, 93101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
Alvin is the sole owner of Sylva Partners, L.P., formed in 1972 to develop algorithms for identifying macroeconomic trends. Maintaining the dataset requires minimal time, but safekeeping is necessary.
Employment History
Current Registrations
Dunvegan Associates INC
Previous Registrations
Dunvegan Associates INC
State Registrations1 state
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