SF
SF

Sanford Family

42 Years of Experience
Saratoga Springs, NY
Broker

Sanford Family is a registered investment advisor at Raymond James & Associates, INC., based in Saratoga Springs, NY, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

321 Broadway Ave Suite 501, Saratoga Springs, NY, 12866

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Sanford is a partner in Capital Broadcasting since 2008. He spends minimal time on this investment-related business.

Employment History
Current Registrations
Raymond James & Associates, INC.
December 2015 - Present · 10 yrs 7 mos
Raymond James & Associates, INC.Broker
November 2015 - Present · 10 yrs 8 mos
Previous Registrations
Wells Fargo Advisors, LLC
August 2015 - November 2015 · 3 mos
Wells Fargo Advisors, LLCBroker
December 2005 - November 2015 · 9 yrs 11 mos
Mcdonald Investments INC.Broker
June 2001 - December 2005 · 4 yrs 6 mos
Linsco/private Ledger CORP.Broker
October 1990 - June 2001 · 10 yrs 8 mos
Home Life Insurance CompanyBroker
March 1986 - October 1990 · 4 yrs 7 mos
W. S. Griffith & CO., INC.Broker
March 1986 - October 1990 · 4 yrs 7 mos
Nathan & Lewis Securities, INC.Broker
December 1985 - October 1990 · 4 yrs 10 mos
Pps Securities CORP.Broker
November 1985 - December 1987 · 2 yrs 1 mo
Isfa CorporationBroker
August 1983 - November 1985 · 2 yrs 3 mos
State Registrations37 states
ALARAZCACOCTDEFLGAHIIAILINKYMAMDMEMIMTNCNDNHNJNMNYOHORPARISCTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sanford Family - Financial Advisor | TrueAdvisor