Robert Ruffolo
Robert Ruffolo is a registered investment advisor at LPL Financial LLC, based in Trafford, PA, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Trafford, PA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert is the owner of Ruffolo Associates, providing tax preparation, accounting, and CPA services since 1974, dedicating minimal time. He is also an agent for property and casualty insurance since 1986, spending about 10-20% of his time on this activity and sells non-variable insurance products, dedicating minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Trustmont Advisory Group, INC.
Trustmont Financial Group, INC.Broker
Waterstone Financial Group, INC.
Waterstone Financial Group, INC.Broker
The (wilson) Williams Financial GroupBroker
Pro-Integrity Securities, INC.Broker
Hackett Associates, INC.Broker
W. S. Griffith & CO., INC.Broker
Phoenix Equity Planning CorporationBroker
Guardian Investor Services CorporationBroker
Sentra Securities CorporationBroker
New England Securities CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.