Jesse Griffin
Jesse Griffin is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Rome, GA, with 42 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
901 N Broad Street, Suite 400, Rome, GA, 30161
Get directionsHistory
Regulatory History (6)
Customer Dispute
June 2015Customer Dispute
August 2014Customer Dispute
May 2014Customer Dispute
April 2013Customer Dispute
March 2011Customer Dispute
April 2009Other Business ActivitiesSells Insurance
Jesse operates under the DBA Jesse J. Griffin, Jr. selling life insurance as an independent agent since 1983, dedicating minimal time. Jesse also manages out-of-state residential property and sells insurance through Fortruss Brokerage.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.
Cambridge Investment Research, INC.Broker
Dempsey Lord Smith, LLC
Previous Registrations
Dempsey Lord Smith, LLC
Portsmouth-Smartlife Financial Group, LLC
Dempsey Lord Smith, LLCBroker
Newbridge Financial Services Group, INC.
Newbridge Securities CorporationBroker
Vsr Advisory Services
Vsr Financial Services, INC.Broker
Investment Advisors
Proequities, INC.Broker
Integrated Resources Equity CorporationBroker
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
Ids Securities CORP.Broker
American Express Financial Advisors INC.Broker
Ids Financial Services INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.