DH
DH

Dennis Hottel

42 Years of Experience
Bethel Park, PA
Broker

Dennis Hottel is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Bethel Park, PA, with 42 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

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Location

2000 Oxford Drive, Suite 605, Bethel Park, PA, 15102

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
September 2007 - Present · 18 yrs 8 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2007 - Present · 18 yrs 10 mos
Previous Registrations
Ryan Beck & CO.Broker
November 2005 - July 2007 · 1 yr 8 mos
Legg Mason Wood Walker, IncorporatedBroker
February 1990 - November 2005 · 15 yrs 9 mos
Prudential-Bache Securities INC.Broker
August 1983 - March 1990 · 6 yrs 7 mos
State Registrations17 states
AZCACOFLGAINMINCNJNVNYOHPATNTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dennis Hottel - Financial Advisor | TrueAdvisor