John Peters
John Peters is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Tucson, AZ, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6340 N Campbell Ave Suite 200, Tucson, AZ, 85718
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Regulatory History (1)
Customer Dispute
December 2011Other Business ActivitiesSells Insurance
John is the President and Owner of Professional Wealth Strategies, Inc. and John R. Peters, Inc., both investment-related entities. He also sells fixed insurance under the name 'Professional Wealth Strategies, Inc.' and receives proceeds from art sales within the branch office.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Aig Financial Advisors, INC.Broker
Householder Group, Estate & Retirement Specialists
Sunamerica Securities, INC.Broker
Allstate Financial Services, LLCBroker
Ameritas Investment CORP.Broker
Farmers Financial Solutions, LLCBroker
Investors Brokerage Services, INC.Broker
Princor Financial Services CorporationBroker
Fbl Marketing Services, INC.Broker
Manequity, INC.Broker
Hartford Equity Sales Company INC.Broker
Nationwide Advisory Services, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.