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Eric Rios

28 Years of Experience
Wall, NJ
1 DisclosureBrokerSells Insurance

Eric Rios is a registered investment advisor at Park Avenue Securities LLC, based in Wall, NJ, with 28 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1877 advisors
Number of Clients
71,074 clients
Average Client Portfolio
$211K average
Assets Under Management
$15.0B

Fee Structure

Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.

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Location

2111 Rt 34 South, Suite 100, Wall, NJ, 07719

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 1997
Settled
Other Business ActivitiesSells Insurance

Eric sells fixed insurance products, including term and whole life, with other mutual-based companies since 2017, dedicating minimal time to this activity. He also works as a guest speaker on financial literacy since 2023, spending minimal time on this as well.

Employment History
Current Registrations
Park Avenue Securities LLC
October 2016 - Present · 9 yrs 7 mos
Park Avenue Securities LLCBroker
March 2014 - Present · 12 yrs 2 mos
Previous Registrations
Citigroup Global Markets INC.Broker
May 2000 - December 2013 · 13 yrs 7 mos
Madison Capital Markets CORP.Broker
October 1997 - June 1998 · 8 mos
Redstone Securities, INC.Broker
June 1997 - October 1997 · 4 mos
Shamus Group, INC.Broker
May 1997 - July 1997 · 2 mos
First Cambridge Securities CorporationBroker
December 1996 - May 1997 · 5 mos
H.J. Meyers & CO., INC.Broker
April 1996 - January 1997 · 9 mos
Stratton Oakmont INC.Broker
May 1995 - April 1996 · 11 mos
State Registrations15 states
ARCACTFLGAMAMDMENCNJNYOHPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.