Robert Lee is a registered investment advisor, based in Sarasota, FL, with 42 years of industry experience.
Location
2 N. Tamiami Trail #400, Sarasota, FL, 34236
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Regulatory History (1)
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Customer Dispute
June 2004Settled
Other Business ActivitiesSells Insurance
Robert owns Retirement Money Management, an RIA, and spends most of his time on client appointments, research, and portfolio reviews. He also works as an insurance agent selling life, annuities, and long-term care, and owns Lee Financial of Sarasota, Inc. for insurance sales, dedicating minimal time to these insurance activities.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
November 2017 - Present · 8 yrs 6 mos
Retirement Money Management
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
Girard Securities, INC.
March 2010 - December 2011 · 1 yr 9 mos
Retirement Money Management
December 2008 - December 2016 · 8 yrs
Girard Securities, INC.Broker
May 2007 - November 2017 · 10 yrs 6 mos
Retirement Money Management
April 1997 - December 2007 · 10 yrs 8 mos
Lincoln Investment Planning, INC.Broker
April 1991 - December 1992 · 1 yr 8 mos
Raymond James Financial Services, INC.Broker
September 1983 - May 2007 · 23 yrs 8 mos
State Registrations27 states
AKCACOCTDEFLGAIAIDINKYMDMIMNMONCNHNJNYOHORPASCTNTXVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.