Joan Gilles
Joan Gilles is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Lake Elmo, MN, with 33 years of industry experience. Joan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
8530 Eagle Point Blvd Ste 100, Lake Elmo, MN, 55042
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joan is an independent insurance agent selling life, disability, and long-term care insurance, plus annuities, dedicating minimal time to this. She also owns Financial Planning Partners and is a registered representative with Advisornet Financial Inc, spending about a quarter of her time on each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Advisornet Wealth Partners
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
The O.N. Equity Sales CompanyBroker
Park Avenue Securities LLCBroker
Guardian Investor Services CorporationBroker
Capital Management Securities, INC.Broker
Mimlic Sales CorporationBroker
State Registrations20 states
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