Stephen Connolly is a registered investment advisor at LPL Financial LLC, based in Bovey, MN, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Bovey, MN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Stephen operates The Retirement Planning Center as a DBA for his LPL business, dedicating full-time hours to it. He also provides investment advisory services through Private Advisor Group, spending about 10-20% of his time on this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
The Retirement Planning Center
Previous Registrations
Crown Capital Securities, L.P.Broker
Crown Capital Securities, L.P.
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Vsr Advisory Services
The Masters, INC.
Vsr Financial Services, INC.Broker
Multi-Financial Securities CorporationBroker
Stein, Shore Securities, INC.Broker
Pml Securities CompanyBroker
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
Fsc Securities CorporationBroker
Westamerica Financial CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.