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Rick Law

11 Years of Experience
Aurora, IL
Sells Insurance

Rick Law is a registered investment advisor at Rick Law Financial Services LLC, based in Aurora, IL, with 11 years of industry experience. Rick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth.

Compensation
N/A
Firm Size
1 advisor
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2277 Church Road, Aurora, IL, 60502

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Rick is the founding attorney and majority partner at Law Elder Law, LLP, a firm providing legal services concentrated in estate planning and related areas. He is also the President of Elder Resource, Inc. (ERI), an insurance agency where he is licensed to sell life, health, and long-term care insurance.

Employment History
Current Registrations
Rick Law Financial Services LLC
June 2014 - Present · 11 yrs 11 mos
State Registrations1 state
IL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.