BO
CFP
BO
CFP
Barry O'shea
37 Years of Experience
Lone Tree, CO
1 DisclosureBroker
Barry O'shea is a CFP-designated registered investment advisor at Charles Schwab & CO., INC., based in Lone Tree, CO, with 37 years of industry experience. Barry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
9800 Schwab Way, Lone Tree, CO, 80124
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2009Settled
Employment History
Current Registrations
Charles Schwab & CO., INC.
May 2020 - Present · 6 yrs
Charles Schwab & CO., INC.
May 2020 - Present · 6 yrs
Charles Schwab & CO., INC.Broker
May 2020 - Present · 6 yrs
Previous Registrations
USAA Investment Management Company
January 2018 - May 2020 · 2 yrs 4 mos
USAA Financial Planning Services
October 2009 - January 2018 · 8 yrs 3 mos
USAA Financial Advisors, INC.Broker
October 2009 - May 2020 · 10 yrs 7 mos
J.p.morgan Securities INC.
October 2008 - October 2009 · 1 yr
J.P. Morgan Securities INC.Broker
October 2008 - October 2009 · 1 yr
J. P. Morgan Securities INC.
September 2006 - October 2008 · 2 yrs 1 mo
J.P. Morgan Securities INC.Broker
July 2006 - October 2008 · 2 yrs 3 mos
Jpmorgan Securities INC
July 1993 - September 2006 · 13 yrs 2 mos
Banc One Securities CorporationBroker
December 1992 - July 2006 · 13 yrs 7 mos
Intervest International Equities CorporationBroker
January 1989 - November 1992 · 3 yrs 10 mos
State Registrations34 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.