Patricia Lumpkin is a registered investment advisor at Juno Financial Group LLC, based in Richmond, VA, with 38 years of industry experience. Patricia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 321 clients with $540M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $500K | 1.05% |
| $500K - $1.0M | 1.00% |
| $1.0M - $2.0M | 0.85% |
| $2.0M - $5.0M | 0.65% |
| $5.0M - $10.0M | 0.30% |
| $10M+ | 0.15% |
Clients with assets at or above $10 million may negotiate a fixed fee.
Fee Estimator
Location
1802 Bayberry Court, Suite 203, Richmond, VA, 23226
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Patricia is a Relationship Manager at Juno Financial Group and Kestra Advisory Services, LLC, both investment-related businesses. Patricia dedicates nearly full-time hours to each role, managing blocks of business and retaining clients.
Employment History
Current Registrations
Juno Financial Group LLC
Previous Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Cetera Investment Services LLCBroker
Fiserv Investor Services, INC.Broker
Nbc Capital Markets GroupBroker
Crestar Securities CorporationBroker
Vansouth Securities, INC.Broker
Branch, Cabell & CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.