SJ
SJ

Steven Jones

42 Years of Experience
Morristown, NJ
Broker

Steven Jones is a registered investment advisor at Morgan Stanley, based in Morristown, NJ, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

340 Mount Kemble Avenue, Morristown, NJ, 07960

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Steven is a tennis official for the NJSIAA NJ State Interscholastic Athletic Authority since 2015. He also serves as an executor for an estate since 2021, spending minimal time on this activity.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
June 2002 - June 2009 · 7 yrs
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
June 1993 - July 1993 · 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1990 - June 1993 · 3 yrs 2 mos
Prudential-Bache Securities INC.Broker
August 1983 - April 1990 · 6 yrs 8 mos
State Registrations36 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Steven Jones - Financial Advisor | TrueAdvisor