Frank Sterneck is a registered investment advisor at Sterneck Capital Management LLC, based in Park City, UT, with 28 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 265 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Annual asset-based fees range from 0.40% to 1.50%, with 1.0% being most typical. Fees are negotiable based on household assets under management, investment mandate, and prior fee arrangements.
Fee Estimator
Location
Park City, UT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Frank is a general partner at Sterneck Capital Management LP, a registered investment advisor. This activity is investment-related.
Employment History
Current Registrations
Sterneck Capital Management LLC
Previous Registrations
Westport Resources Management INC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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