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James Wiley

Wealth Enhancement Advisory Services, LLC
43 Years of Experience
West Conshohocken, PA
1 DisclosureSells Insurance
View SEC Summary
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James Wiley is a registered investment advisor at Wealth Enhancement Advisory Services, LLC, based in West Conshohocken, PA, with 43 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 8 more. Their firm serves 85,001 clients with $120B in assets under management.

Wealth Enhancement Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1019 advisors
Number of Clients
85,001 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$122.2B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiable and vary by client complexity, not to exceed 2.00% per year. Sample schedules show rates of 1.50% for portfolios under $1M, 1.25% for $1M to $2M, and 1.00% for over $2M.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

300 Barr Harbor Dr, Suite 175, West Conshohocken, PA, 19428

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2001
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

James is a book author for Live Your Vision, LLC since 2011 and an investor/owner in a real estate investment firm since 2013, acting primarily as a landlord. He also uses Wealth Enhancement Group DBA and sells non-variable insurance.

Employment History
Current Registrations
Wealth Enhancement Advisory Services, LLC
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Wiley Group
October 2009 - July 2019 · 9 yrs 9 mos
Purshe Kaplan Sterling InvestmentsBroker
October 2009 - June 2019 · 9 yrs 8 mos
Morgan Stanley Smith Barney LLC
June 2009 - October 2009 · 4 mos
Morgan Stanley Smith BarneyBroker
June 2009 - October 2009 · 4 mos
Morgan Stanley & CO. Incorporated
April 2009 - June 2009 · 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
June 1984 - April 2007 · 22 yrs 10 mos
First Investors CorporationBroker
August 1983 - February 1987 · 3 yrs 6 mos
State Registrations1 state
PA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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