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Charlene Ciandella

20 Years of Experience
Denver, CO
Broker

Charlene Ciandella is a registered investment advisor at D.A. Davidson & CO., based in Denver, CO, with 20 years of industry experience. Charlene operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1550 Market Street, Suite 300, Denver, CO, 80202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
D.A. Davidson & CO.
March 2019 - Present · 7 yrs 2 mos
D.A. Davidson & CO.
March 2019 - Present · 7 yrs 2 mos
D.A. Davidson & CO.Broker
March 2019 - Present · 7 yrs 2 mos
Previous Registrations
RBC Capital Markets, LLC
May 2018 - March 2019 · 10 mos
RBC Capital Markets, LLCBroker
March 2015 - March 2019 · 4 yrs
Ftn Financial Securities CORPBroker
January 2005 - May 2014 · 9 yrs 4 mos
Spear, Leeds & Kellogg, L.P.Broker
November 2004 - January 2005 · 2 mos
State Registrations17 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Charlene Ciandella - Financial Advisor | TrueAdvisor