Joe Miller is a registered investment advisor, based in Carlsbad, CA, with 42 years of industry experience.
Location
Carlsbad, CA
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Regulatory History (1)
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Regulatory
February 2023Final
Other Business ActivitiesSells Insurance
Joe is an independent contractor offering various insurance products since 2003, and a managing member of CK Enterprises LLC, a horse stable, since 2016. He also dedicates about a quarter of his time to Beacons LLC for consulting services and about 10-20% of his time as CEO of Beacons Inc.
Employment History
Current Registrations
Beacons Strategic Capital, INC.Broker
March 2025 - Present · 1 yr 2 mos
Independent Financial Group, LLC
October 2005 - Present · 20 yrs 7 mos
Independent Financial Group, LLCBroker
November 2003 - Present · 22 yrs 6 mos
Previous Registrations
Xton Financial LLCBroker
January 2023 - November 2023 · 10 mos
Independent Financial Group, LLC
November 2003 - October 2005 · 1 yr 11 mos
Sentra Securities CORP
November 1998 - November 2003 · 5 yrs
Sentra Securities CorporationBroker
November 1998 - November 2003 · 5 yrs
United Pacific Securities, INC.Broker
June 1988 - November 1998 · 10 yrs 5 mos
Granite CapitalBroker
November 1984 - May 1988 · 3 yrs 6 mos
All Services Financial CenterBroker
July 1984 - November 1984 · 4 mos
Sperry, Young, Neilson, Dillon, Ives CO., INC.Broker
January 1984 - July 1984 · 6 mos
State Registrations2 states
CANY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.