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Theresa Powers

43 Years of Experience
Scottsdale, AZ
1 DisclosureBroker

Theresa Powers is a registered investment advisor at Wells Fargo Advisors, based in Scottsdale, AZ, with 43 years of industry experience. Theresa is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

18700 N Hayden Rd Ste 525, Scottsdale, AZ, 85255

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History

Regulatory History (1)
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Judgment / Lien
December 2009
Employment History
Current Registrations
Wells Fargo Advisors
July 2012 - Present · 14 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
November 2011 - Present · 14 yrs 11 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
April 2011 - November 2011 · 7 mos
Morgan Stanley Smith BarneyBroker
June 2009 - November 2011 · 2 yrs 5 mos
Citigroup Global Markets INC.Broker
July 2006 - June 2009 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1983 - July 2006 · 22 yrs 10 mos
State Registrations24 states
AKAZCACOCTDEFLGAHIIDILINMAMOMTNCNMNVOHPASDTXWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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