RS
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Ray Schoonover
41 Years of Experience
Steamboat Springs, CO
4 Disclosures
Ray Schoonover is a registered investment advisor at S2o Capital Management, based in Steamboat Springs, CO, with 41 years of industry experience. Ray operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 9 clients with $2.7M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
9 clients
Average Client Portfolio
$295K average
Assets Under Management
$2.7M
Fee Structure
Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.75% |
| $1.0M - $5.0M | 1.50% |
| $5M+ | 1.25% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Steamboat Springs, CO
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
June 2022Final
Financial
September 2019Final
Customer Dispute
October 2008Denied
Regulatory
January 1989Final
Employment History
Current Registrations
S2o Capital Management
August 2012 - Present · 13 yrs 9 mos
Previous Registrations
Brokersxpress LLC
June 2011 - August 2012 · 1 yr 2 mos
Brokersxpress LLCBroker
June 2011 - August 2012 · 1 yr 2 mos
Oppenheimer & CO. INC.
April 2007 - June 2011 · 4 yrs 2 mos
Oppenheimer & CO. INC.Broker
March 2007 - June 2011 · 4 yrs 3 mos
Raymond James & Associates, INC.
May 2006 - April 2007 · 11 mos
Raymond James & Associates, INC.Broker
May 2006 - April 2007 · 11 mos
Banc of America Investment Services, INC.
January 1999 - May 2006 · 7 yrs 4 mos
Banc of America Investment Services, INC.Broker
January 1999 - May 2006 · 7 yrs 4 mos
Nationsbanc Investments, INC.Broker
January 1998 - December 1998 · 11 mos
NationssecuritiesBroker
August 1997 - January 1998 · 5 mos
Boatmen's Investment Services, INC.Broker
December 1996 - August 1997 · 8 mos
Financial Network Investment CorporationBroker
September 1995 - December 1996 · 1 yr 3 mos
Tradestar Investments,inc.Broker
October 1993 - May 1995 · 1 yr 7 mos
Bankers Transaction Services, INC.Broker
April 1993 - August 1993 · 4 mos
Lehman Brothers INC.Broker
July 1991 - April 1993 · 1 yr 9 mos
The Principal/eppler, Guerin & Turner, INC.Broker
November 1983 - July 1991 · 7 yrs 8 mos
State Registrations2 states
COTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.