Raoul Brandt
Raoul Brandt is a registered investment advisor at Integrity Alliance, LLC, based in Stanley, ND, with 41 years of industry experience. Raoul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
408 S Main Strett, Stanley, ND, 58784
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
April 2001Regulatory
November 1996Other Business ActivitiesSells Insurance
Raoul is the President and Manager of BBH Insurance Inc. since 1995, dedicating about a quarter of his time to this role. He also owns Senior Asset Preservation Services, focusing on fixed and insurance sales, and spends minimal time on this activity.
Employment History
Current Registrations
Integrity Alliance, LLC
Previous Registrations
Wealth Plus of the Dakotas, INC.
Capital Financial Services, INC.
Capital Financial Services, INC.Broker
Investment Centers of America, INC.
Investment Centers of America, INC.Broker
Capital Financial Services, INC.Broker
Berthel, Fisher & Company Financial Services, INC.Broker
Huntingdon Securities CorporationBroker
American Investment Services, INC.Broker
Investment Management & Research, INCBroker
Securities America, INC.Broker
The Investment Center, INC.Broker
Integrated Resources Equity CorporationBroker
En Sof Securities CorporationBroker
International Financial Services Capital CorporationBroker
Chubb Securities CorporationBroker
Transamerica Fund Sales, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.