DG
DG

David Gallina

42 Years of Experience
Beachwood, OH
1 DisclosureBrokerSells Insurance

David Gallina is a registered investment advisor at Wells Fargo Advisors, based in Beachwood, OH, with 42 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

3201 Enterprise Pkwy Suite 400, [Satellite], Beachwood, OH, 44122

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
November 1999
Other Business ActivitiesSells Insurance

David holds 100% ownership in Danimar Holdings Inc. and Management Investment Consulting Service, and 90% ownership in DMICS Holdings LLC, all investment-related. He also works as a financial advisor for Princeton Harriman Insurance Solutions, dedicating a few hours per week to this insurance practice.

Employment History
Current Registrations
Wells Fargo Advisors
February 2005 - Present · 21 yrs 5 mos
Wells Fargo Advisors Financial Network, LLCBroker
September 2004 - Present · 21 yrs 10 mos
Previous Registrations
Wachovia Securities, LLC
May 2003 - October 2004 · 1 yr 5 mos
Wachovia Securities, LLCBroker
November 1999 - October 2004 · 4 yrs 11 mos
Prudential Securities IncorporatedBroker
May 1992 - December 1999 · 7 yrs 7 mos
A. G. Edwards & Sons, INC.Broker
August 1983 - June 1992 · 8 yrs 10 mos
State Registrations27 states
ARAZCACOCTDCDEFLHIIAILINMAMDMEMIMNMONCNJNVNYOHOKPASCTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.