Keith Mitchell
Keith Mitchell is a registered investment advisor at Osaic Wealth, INC., based in Toledo, OH, with 42 years of industry experience. Keith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
3230 Central Park West, Suite 201, Toledo, OH, 43617
Get directionsHistory
Regulatory History (3)
Judgment / Lien
April 2024Judgment / Lien
January 2021Customer Dispute
April 1993Other Business ActivitiesSells Insurance
Keith is an Investment Advisor Representative (IAR) with Royal Alliance since 2012, offering advice for a fee, dedicating about 10-20% of his time. He also owns Premiere Financial Partners, LLC, offering life insurance to clients and prospects, spending a few hours per week on securities trading.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Signator Investors, INC.
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
Pruco Securities CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.