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Edward Charton

Ameriprise Financial Services, LLC
42 Years of Experience
Calabasas, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Edward Charton is a registered investment advisor at Ameriprise Financial Services, LLC, based in Calabasas, CA, with 42 years of industry experience. Edward is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

24025 Park Sorrento Ste 320, Calabasas, CA, 91302

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2011
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Edward owns commercial real estate and is an independent insurance broker for multiple companies, including Aetna, AIG, and Allianz. He also has business ownership interests and outside employment with Big Mike LLC, dedicating about a third of his time to the latter.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2022 - Present · 4 yrs 4 mos
Ameriprise Financial Services, LLC
June 2022 - Present · 4 yrs 4 mos
Ameriprise Financial Services, LLCBroker
June 2022 - Present · 4 yrs 4 mos
Previous Registrations
LPL Financial LLCBroker
June 2019 - June 2022 · 3 yrs
LPL Financial LLC
June 2019 - June 2022 · 3 yrs
Kestra Advisory Services, LLC
November 2017 - June 2019 · 1 yr 7 mos
Kestra Investment Services, LLCBroker
December 1997 - June 2019 · 21 yrs 6 mos
Fortis Investors, INC.Broker
October 1994 - December 1997 · 3 yrs 2 mos
Financial Network Investment CorporationBroker
May 1991 - June 2000 · 9 yrs 1 mo
Fms Securities, INC.Broker
March 1984 - May 1991 · 7 yrs 2 mos
Robert C. Lau and Company, INC.Broker
January 1984 - April 1984 · 3 mos
State Registrations2 states
CAFL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Edward Charton - Financial Advisor | TrueAdvisor