Edward Charton
Edward Charton is a registered investment advisor at Ameriprise Financial Services, LLC, based in Calabasas, CA, with 42 years of industry experience. Edward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
24025 Park Sorrento Ste 320, Calabasas, CA, 91302
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Regulatory History (1)
Customer Dispute
September 2011Other Business ActivitiesSells Insurance
Edward owns commercial real estate and is an independent insurance broker for multiple companies, including Aetna, AIG, and Allianz. He also has business ownership interests and outside employment with Big Mike LLC, dedicating about a third of his time to the latter.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Fortis Investors, INC.Broker
Financial Network Investment CorporationBroker
Fms Securities, INC.Broker
Robert C. Lau and Company, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.